March 10, 2010

Iraq in the Fullness of Time

Memory is never finally fixed. We are constantly editing our memories in the light of subsequent events.   Sometimes meaningless event are explained in the fullness of time.    Sometimes those events really were meaningless and they take on meaning only because we have jammed them into our narrative of memory.

That is why oral histories are unreliable and even things that are written down are subject to continual revision.Telling any story is always an act of choosing and even if we are being fair and thoughtful, our choices will always be subject to revision. We probably cannot arrive at THE truth, but we usually can come up with something useful or at least something that makes sense to us.

I have been thinking about these things as I prepare to address a class in public diplomacy at USC. They want to know about strategic communications at a PRT in Iraq.  Lucky for me my blog provides a lot of contemporary impressions and pictures.  I can see the evolution of my own thinking and my blog entries remind me of lots of things I would certainly have forgotten.   It seems like I am reading the experiences of someone else, but I know it was me because I can see the pictures.

My time in Iraq was the most meaningful work I have ever done. I am not saying that it was the most enjoyable or even that it was the best work I have ever done, but my job made a difference and my actions made a difference in a way they had not before. I am convinced that my activity saved lives. My PRT contributed to our success in Iraq and that is a world changing accomplishment. America and the coalition beat back terror and chaos, when many in the world and even in our own country had written us off. The alternative would have been horrible.

I don’t think we have told the story very well. Most people I talk to and read about in the papers have it wrong. They think that our success was based on good luck or that it would have happened anyway. This is very ironic, given the fact that back in 2007 most of these same people were convinced that we were so far down that road to perdition that we could never recover.

There is definitely a political dimension to this. Some people are knee jerk anti-war. They don’t want to believe that anything good can come from something is bad as the Iraq conflict.  They dislike words like victory or even success. I don’t think anything can be done to change their minds, short of them experiencing what I did. Forget about them. But the broad American public should understand because there are lessons to be learned. We learned how to counter an insurgency. We beat an Islamist terror group right in the heart of their own region, on a battlefield of their choosing. Their growing power is not inevitable. History is not on their side. The future belongs to us, not them.

Iraq is a success story. I read an interesting headline in the paper the other day. It said that the Iraqi election was too close to call right away. When you have an election like that, it means there are actual alternatives. Saddam always got nearly 100% of the vote.

March 09, 2010

Energy: Cheaper in the Long Run

Technology is amazing. In the last few years, new technologies have vastly increased American reserves of natural gas and are making North Dakota a leading oil producer, so much for peak oil. The term “game changers” is thrown around in both these cases. I might paraphrase the Godfather about fossil fuel, “Just when we think we’re out, technology pulls us back in.”

Environmentalists have been predicting the end of the age of hydrocarbons ever since I was a kid. Their predictions have a kind of plaintive, even pathetic tone, sometimes a hopeful one. Actually, the resource depletion prediction is a lot like the old Malthusian predictions and wrong for the same reasons. They have consistently made their predictions by simply projecting past trends forward and assuming limited technological progress.

In other words, they underestimated the power of human intelligence, innovation and imagination. As Yogi Berra used to say, “Predicting is hard, especially about the future.” It is just impossible to predict discontinuous changes but we are usually aware of things that could go wrong with what we already have.

Back in the 1970s experts predicted that by now, or more commonly by around 1980 or 1990. Yet we persist. Usually such successes would be all to the good. We really don’t have to worry about running out of energy and we can probably expect real energy prices to drop in the next decade. What is not to like? Nothing, except the potential problems of global warming.

The problem with switching to alternative energy is price. It has always been price and will always be price. Until people talk about price, it’s only some people talking. As long as fossil fuels are cheaper, they will be preferred. Why would a rational person choose to pay more to get less convenience? Petroleum based fuels such as diesel and gasoline, for example, are nearly perfect fuels for a car. They are very dense (i.e. a lot of energy per gallon. Hydrogen has more energy per pound, but it has such low density that takes up more than three times the space; ethanol is much denser than hydrogen, but not as dense as gasoline and less efficient). Natural gas is great for stationary energy production. It is very clean burning, easily distributed via underground pipes & remarkably efficient.

So let’s be clear. The reason we rely so much on fossil fuels is that they are generally cheaper than the alternatives, convenient to use, easily produced and readily available. When you pit low price, convenience and availability against something that cost more & is harder to use, which do you think wins most of the time?

This is the place for some government intervention in the form of a carbon tax . Prices of carbon based fuels will naturally DECLINE as technology increases exploitable reserves. As the prices of carbon based fuels declines in real dollar terms relative to other products, we should tax them back up. The ratchet is a relatively painless way to phase the tax in.

Lest this become merely another source of tax and government waste, we should make this a revenue neutral venture. A good idea here is tax plus dividend. Whereby ALL of the new taxes collected on carbon would be paid out the individual Americans as dividends. To make it simple, every American man, woman or child alive on Dec 31 would get a check for whatever the tax revenue divided by the population. I would make this clean and honest. Everybody gets an equal piece of the action.  

I  don’t think politicians will go for it, since it cuts out their opportunities to turn the money to their own purposes, but it is a good idea and if we are serious about addressing climate change, raising the price is one of the only things that really work.

March 08, 2010

Death Panels

Tombstone in Boston cemetaryThe medical profession has failed miserably. Almost 2500 years after Hippocrates invented the profession, the human death rate is still 100%. Our ancestors lived more intimately with death than we do. They often did it at home. We make it a clinical process. They understood that death was inevitable and capricious. We are not too sure. We postpone death with our science and pour money into “saving” lives.

Read both the links. The second link in poignant. The first one is in jest, but both speak to both universal truths and our own attitudes that are out of sync with them.

In his Apology, Socrates talked about facing death. When confronted with the option of compromising and “saving” his life, Socrates pointed out that saving his life on this one occasion would not mean that he would live forever. He was already old and he preferred to die with the values by which he had lived. His decision was both practical and principled. End of life decisions have not really changed that much.

We have significant problems understanding health care because we do not want to face the truth of our own decline and mortality. No amount of money can buy back your youth when you’re old and nothing will keep you alive forever. The interesting thing about our extensions of life EXPECTANCY is that LIFE SPAN has not increased in the last 6000 years.

The Pharaoh Pepi II Neferkare reportedly ruled for ninety-four years. We assume he was young when he took the job, but you still have to figure that the man lived around 100 years. While there is reason to question the exactness of the records, SOME people clearly lived to very old ages w/o the benefits of modern medicine and we don’t live significantly longer. The difference is that back then MOST people didn’t live past their childhood. They pulled down the statistics.

Of course, there is also the question of whether or not you want to live to be 100. I see these guys celebrated on TV and it seems like an exclusive club of which I prefer not to become a member.

Pepi lived for a long time because he was lucky enough to avoid things that might have killed him sooner. There was nothing in ancient Egyptian medicine or pharmacology that could have extended his life. Today we can, so we have to start thinking about what we really want. We now have hard choices that generations past didn’t face. 

My second link tells the sad story of a woman trying to save her husband’s life. Modern medicine managed to extend his life – extend his misery – by a few years at the cost of $618,000. My father went out right. He got a medical exam in 1945, when he was discharged from the Army Air Corps and never went to the doctor again except once to remove a sore on his stomach.  At the age of seventy-six, he fell to the floor and couldn’t get up. When asked how he was doing, he said, “I can’t complain” and promptly died. No doubt good medical care could have extended his life, but would that have been a good idea?

No matter what, the decision you make will be wrong in some way.

There has been a lot of loose talk about death panels and medical rationing. Nobody likes the idea, but we – as a society – will indeed need to develop some ethics about end of life issues. Until recently we didn’t have to worry about it but if we apply our medical technology and our big bucks we will have to decide when it is enough. We shouldn't make it political. It is a matter of ethics.

March 07, 2010

Free at Last

http://johnsonmatel.com/2010/March/Spring_running/Spring_shoots.jpg 

Pardon the hyperbole, but the unusually hard (for Virginia) winter has kept me off the running trails and I have been feeling unconnected. This weekend the snow melted off. So I got out yesterday and today running, walking and stopping long enough to take some pictures at what I believe is the end of winter. It is hard to believe there is still this much snow on March 7.

http://johnsonmatel.com/2010/March/Spring_running/W_OD_trail_with_snow1_on_March_7_2010.jpg 

Above is the W&OD full of runners and bikers on this nice spring day. Below are jet streams. I take a break at Navy Federal S&L park grounds. You can just lay on the bench and look at the sky.

http://johnsonmatel.com/2010/March/Spring_running/Jet_streams_and_trees.jpg 

The white pine below is a nightmare for foresters, but very interesting to have in your front yard.

http://johnsonmatel.com/2010/March/Spring_running/White_pine_branches.jpg 

Below is a building across from the Metro. 

http://johnsonmatel.com/2010/March/Spring_running/Blue_building_and_spruce_trees.jpg 

Below is the bike trail along Gallows Road. Still not really in good form. All that sand and crud will make for an unpleasant ride. But a good rain or a sweeper will take care of it.

http://johnsonmatel.com/2010/March/Spring_running/Bike_trail_along_Gallows_Road.jpg 

Below is one last look at my bike/running trail with snow, not always so crowded. I figure it will all melt off by tomorrow or the next day. The sun is high and the weather is warm. 

http://johnsonmatel.com/2010/March/Spring_running/W_OD_trail_with_snow2_on_March_7_2010.jpg 

March 06, 2010

Changes in Attitudes; Changes in Behaviors

Influence means changing behaviors. Changing attitudes, raising awareness and altering opinions are all important but ONLY to the extent that they lead to changed behaviors. Research shows that the link between most attitudes and behaviors is sometimes weak and sometimes not present at all. (Most of the people who hate us don’t try to harm us and many of the people who try to harm us don’t hate us.)   

Those were some of the surprising things I heard at a presentation yesterdy. The guy said that we have to look for the drivers of behaviors, which may be very different from what we think they are what people say they are or even what the people involved themselves believe they are.

He gave the example of a middle aged man who buys and expensive car. If you ask him why he wants that Corvette or Jaguar, he will probably tell you (and believe) that it is because of the performance, the fine leather seats, the comfort and reliability etc. What he is really doing is trying to impress others.   

Many times the drivers of behaviors involve social inclusion. People want to be part of a group and/or improve their status within it. The reasons they give are often rationalizations.  It is hard to find the accurate reasons by asking the people  involved, since they are often deceiving even themselves, but ask the neighbors and acquaintances. The middle aged owner of a muscle car thinks he is just interested in the vehicle.  His neighbors know that he bought it to show off his wealth or impress women with his still youthful and powerful outlook.  

Our public diplomacy goal is to have deep influence on large groups and this is very hard. Nobody else really does this. When you look to the advertising world, you see that they are usually trying to influence shallow, short term decisions. They want to sell a product or service and that requires little in the way of long term influence. Politics is not much better. The whole campaign culminates in a single transaction, which costs the person nothing and requires no long term commitment.  As politicians learn to their sorrow, the extreme love the voters profess for them on Election Day usually will not translate into long term behavioral change and will not even guarantee a repeat of the same behavior two or four years down the road.

This is why public diplomacy remains an art and not a science. It is complicated by the fact that we are working in other cultures, but knowing the culture is also not enough. (I am always suspicious of those “experts” who claim to know what 1.2 million Muslims or a billions Chinese are really thinking.  Experts like that are a blight that should be avoided.)  We Americans know our own cultures very well, but how many of us can accurately predict, let alone influence the behaviors of our compatriots six month in the future? We have to understand before we can influence, but where to start?

It is good to look at what people have been doing for a long time and accept that they have a good reason for doing what they do. It may not be a correct reason from our point of view.  It may not even be objectively accurate, but it is a driver of behavior because it serves some useful purpose from the point of view of the person doing it.  

So the first task is to identify the driver of behaviors we want to encourage or slow down and then address them, recognizing that the ostensible driver is probably not the real one.   Our confusion about the stated driver and the real ones is a reason why many of our outreach efforts produce the results they do.   

A terrorist might say that he wants to kill to avenge some earlier perceived wrong, but he is not telling the truth (even if he believes it).  Put in a pragmatic way, removing his ostensible grievance would not change his behavior, although it might impel him to revise his grievance list.  I thought of last week’s talk by Ghaffar Hussein on understand radicals.

So … what do we do?

First we admit that it is not easy. Public diplomacy is not a science, but it can benefit from some scientific methods. The first should be to have some firm behavior based objectives. A goal to “change attitudes” or “raise awareness” is not sufficient. I have to admit that it would be hard for me to come up with objectives for many of our general public diplomacy programs, but the task is easier when we are talking about countering radicals.  We might define goals such as “cut donations to radical groups,” “reduce recruitment,” or “eliminate offers of safe havens.” After that, we need to formulate a hypothesis about how this might happen as a result of our work. This would be something we could test.  We don’t do this very often and the speaker  offered that some of our attempts at Muslim engagement don’t really do much of anything, since the real drivers of behavior are not our attitudes toward Islam, and even if they were we would not have the authority or credibility to address them.   

The proliferation of information on the web has proven a wonderful laboratory for social research, since you can see relationships, sometimes literally graphically. The web has shown itself to be a decent measure of non-web behavior, but so far is less useful as a driver.  Some of this has to do with us. Very often we are not present in the places where influence is exerted and if we are there, we are not authoritative enough to make an impact.

Influence and authority are not fungible. This is a bit of a change on the web versus earlier times. You used to have influence or authority because of the influence or authority of the sender. We listened to the official BECAUSE he was the official.  Here the USG is acting from a position of disadvantage. Most of the people we want to influence don’t respect our authority in the subjects at hand. Star power has also greatly diminished. A celebrity can draw a crowd, but influence only follows from having something compelling to say. Now the power lies in the reception of the audience. And it is not only how many listen to you, but more importantly WHO.   Most people are not influential.  You want to get the respect of those who are. You have to appeal to the influencers and to do that you have to have something THEY will consider new or useful. 

Technologies can help us identify the influentials and the links among them. We can see the content, topology (links) and dynamics of networks in ways and detail we never could before.  LES (latent Semantic analysis), the stuff Google uses, does a great job identifying patterns. Language reveals biases and ideologies and so these systems are very useful.  But the computer cannot read.  It just sees a bag of words and sorts them based on their proximity. We need to see or create useful taxonomy and there is no structured or permanent taxonomy, so we just cannot let it go by itself. There is no garden w/o the gardener and nobody has yet invented a perpetual motion device.

Once again we come back to the human factor.  Humans influence humans. Our systems can supplement and enable human expertise, but they cannot replace it. We still have to set the goals and monitor the progress because if we don’t know where we are going, we probably will end up someplace else. Our technologies will help us get to the wrong place faster.

March 05, 2010

Volunteers, Philanthropy & Cultural Policies

Americans are generous people when it comes to both charitable giving and volunteering.    You can find some of it in our cultural roots. Philanthropy and volunteerism are prominent in what you might call the British diaspora. But there is also something in the structure of American society.  Some of it has to do with the absence of the types of government programs we find in many other countries and there is the effect of our tax system. 

American flag at WWII MemorialThe absence of government argument cuts both ways. You can argue that individual Americans must step in because of government neglect, or you could argue that aggressive government intervention crowds out of preempts charities by individuals or groups. Both have some validity. Some of the same things get done everywhere but who does them is different.

Many things done by volunteers in the U.S. are government functions, even government monopolies in other places. Around my house, citizens do a lot of the work to maintain the local parks. In some parts of Europe (and even some American cities with strong unions) they are not allowed to do that. It is a government monopoly and no volunteer or free effort is wanted.   That may be a trivial example, but it also extends to things like volunteer fire departments, hospital volunteers, community watches, after school programs and lots of other things.  

Governments in the U.S. allow or encourage volunteerism in ways many others don’t.   This may be changing, as I will discuss below, but first let’s talk taxes.

I heard a lecture entitled “Why doesn’t the U.S. have a cultural policy?” The speaker from the Smithsonian explained that the title of his lecture was meant to mislead, because American DID have a very strong and effective cultural policy. It was our tax policy.  The citizens put up their own money, demonstrating their own real commitment and the government partnered with them by “spending” through tax breaks.

This kind of arrangement is entirely consistent with the workings of a democracy, since it decentralizes decision making and funds those things citizens throughout the country find most valuable. He contrasted this with the system used in a country like France, where a Paris-based elite decides what, where and who is worthy. This produces great fine arts, but tends to neglect non-elite projects as well as non-established artists and places that are not established cultural centers. In America, some of the most interesting cultural offerings are found in what would be called “provincial” places in other countries. In France with its centralized system, you find great culture in Paris and it tapers off drastically after that. Washington is not the cultural capital of America and, despite its own pretensions, neither is New York. The best orchestras, artists, dance troupes, theaters etc are distributed widely across the country. This is because American cultural policy allows for decentralized decision making and allows funding to follow the preferences of the people.

There is much gnashing of teeth about this cultural policy, but there is even more trouble with the centralized versions. The National Endowments for the Arts, for example, funds some questionable art.  The one I remember best is the "piss Christ" where the “artist” submerged a crucifix in a cup of his own urine. Whether or not you think this guy will go to hell and whether or not you think it is art, the idea that some government official decided that your tax money should go to something like this is odious. However, it would be significantly less controversial if an individual donor had paid for it and then wrote off part on his taxes. In the latter case, it would just be an example of piss poor art rather than pissing on the taxpayers' leg and telling them it is raining.

Our decentralized system allows for a wider variety of offering, even the bad type mentioned above.  It replaces the bureaucracy with volunteers and makes much of the funding part of a public private partnership. In short, it is a great American system.

But it is a system under attack. There is talk of cutting the tax exemptions (i.e. the “cultural budget”) for about 43.5% of all charitable gifts</a>. Volunteerism in general is under an attack by lawyers.   When I volunteer for things as simple as gardening, I am told that either I or the organizations has to take out liability insurance. Evidently our flower beds are dangerous enough that they could provoke lawsuits.

It is not the people will immediately stop volunteering or stop giving money to charity, but the general rule is that if you make something harder to do or more expensive you get less of it.  If the tax treatment is gone, you will have to assume donors will give MORE to make up for the government’s share, if you think it will have no effect. That is not likely.  People are still generous but if they have less to give, they must give less. 

IMO there are some elites who indeed DO want less charity and less volunteerism. They would prefer that many of these tasks be the exclusive purview of government or at least organized by governments, where they could bring their political power to bear. They would still call this a private-public partnership, but the government would dominate.  

In some Eastern European languages, the word volunteer has a not entirely good connotation. I know that because I was corrected on several occasions when trying to explain volunteerism in the U.S. It seems that during communist times, the government would force people to volunteer and would organize them into work details. Sometimes they were doing exactly the same sorts of things our real volunteers do in America, but they were under the harsh lash of the communist officials.  Governments have a history of commanding “volunteers.”   

The American difference has been that volunteers often “command” government resources.   The people are the senior partner in the government-private partnership.  The people drive the policy, in other words. This is usually good and should be protected.

March 03, 2010

Lifecycle Funds

http://johnsonmatel.com/2009/December/Snow_Dec_19/coins.jpg

NPR featured an article about lifecycle funds.  These are mutual fund that are supposed to automatically adjust to your age and time before retirement by balancing your stocks, bonds and other assets.   Conventional wisdom tells us that your portfolio should be “aggressive” when you are younger, so that you can take advantage of the long term growth potential of stocks.   But as you get closer to retirement, you want to get more conservative, since you won’t have a chance to make up a downturn of the kind we recently experienced.    

Stocks will yield better returns in the long run, but in the long run we are all dead, as the famous economist John Maynard Keynes once quipped. Markets are always rational in the long run, but they can remain irrational longer than you can remain solvent.

The lifecycle fund is simple. You just decide which year you expect to retire and then let the fund do the rest.   The theory is good, but the practice has a couple of flaws. For one thing, a lifecycle fund usually has higher management fees because it is actively managed. People don’t work for nothing and if you give the management to somebody else, you pay for it.  If the market is doing really well, you might not care. The big stock gains may not be the rule of the future, so fees will be a bigger part of your thinking. But the biggest flaw of the lifecycle fund is the psychological trap. 

People buy into these funds and then outsource their brains and judgment to somebody else.  When I talk to colleagues who have put their portfolio into lifestyle funds, they seem to have more certainty than I think is warranted. There is the idea that when they retire, they will have the projected amount of money waiting for them.

Prospectuses always warn that future returns might not resemble the past.   We cannot know the future and we can only predict it imperfectly by trying to project patterns from the past into the future. Lifecycle funds do this too.  Most of us like certainty, especially when thinking about retirement.   The problem is that we cannot have it.  At best we can get ranges of results with different probabilities connected to them.

The good thing about the lifecycle funds is that they might keep you in the market during hard times and keep you from doing silly things during boom times. Many investors do exactly the opposite of what they should. They buy risky investments and stocks when these things are going up and the prices are high. When prices decline, they sell.  That means that they buy high and sell low. If you have confidence that the fund is taking care of the risk for you, you may be less tempted to do this.

I do my own lifecycle investments, sort of.  I don’t think you can really time the market.  I meet lots of people who claim that they can, but they don’t seem to have the piles of money earned by smart investing that you would expect if they really could.  

I just rely mostly on index funds.  I used to think I could pick stocks well, but I was mistaken.

It is not a smart idea to have all your money in financial investments (i.e. stocks, bonds). Real estate is a good thing too, and with the recent decline in prices it might even be a good time to buy.  Of course, I have my own unusual investment in forestry.   You could call forestry a subset of real estate, but since it has the agricultural production aspect, it is significantly different.